File a Complaint
PLEASE NOTE: This form is for complaints regarding securities and/or possible investment fraud ONLY. If you have reached this form in error, please return to the DORA website to find the correct division, program, or profession. Before filing a complaint, be sure to collect any and all related documentation - the more information we have, the better. The Division of Securities cannot provide legal or financial advice, and cannot make any guarantees about the outcome of an investigation.
Complaint Form - Alternatively, or if the online form is unavailable, please print, fill out, and return by fax, email, or regular mail to the Division.