Agent (Producer) Agency / Company Disciplinary Actions / Financial Examinations / Market Conduct Examinations

Regulatory actions may be taken against companies and/or entities.

Agent (Producer) / Agency Disciplinary Actions

Enforcement actions taken by the Division of Insurance against insurance producers, insurance agencies and some insurance entities which were not a part of an examination of the entity.  The different types of documents you will find are: Cease & Desist Orders (C&D), Stipulated Agreement and Final Agency Orders (Stip), Final Agency Orders (Final Agency Order).

Company Disciplinary Actions

The Colorado Division of Insurance takes calls from the public, investigates complaints, and enforces state laws pertaining to the products and services we license. Investigations can result in an administrative enforcement action such as a cease and desist order, the revocation of a license or civil penalties. For additional information, view the annual reports that compile Complaints Against Insurers.

Financial Examinations

The Colorado Division of Insurance conducts financial examinations to protect consumers by ensuring the financial solvency of insurers authorized or registered to conduct business in Colorado. 

Market Conduct Examinations

The Colorado Division of Insurance conducts market conduct examinations of insurance companies to ensure the companies are in compliance with statutes and regulations, and where possible, uses the NAIC Market Regulation Handbook.


Contact Information
Division of Insurance, Colorado Department of Regulatory Agencies
1560 Broadway, Suite 850
Denver, CO 80202