About the Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors. Find current reports about the division.  

Securities Commissioner and Deputy Commissioner

Recently, the Division of Securities welcomed a new Commissioner, Tung Chan. Commissioner Chan brings a wealth of knowledge, experience, and legal expertise from Hawaii, where she served as Commissioner previously. As Commissioner in Hawaii, Commissioner Chan built a strong and effective investor education program. The Deputy Director is David Cheval, who has worked for the Division for many years and previously served as the acting Commissioner from September 2019 until recently.
 

Contact Information

Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
Phone: 303-894-2320   |   Fax: 303-861-2126   |   Email: DORA_SecuritiesWebsite@state.co.us   |   Secure/Encrypted Email: Click Here