About the Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors. Learn more about the division by reading our FY2015-2016 Annual Report

Securities Commissioner

Gerald Rome became the Securities Commissioner on June 2, 2014.  Read more >>

Contact Information

Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
Phone: 303-894-2320   |   Fax: 303-861-2126   |   Email: DORA_SecuritiesWebsite@state.co.us   |   Secure/Encrypted Email: Click Here